Brattle Senior Consultant and Broker-Dealers & Financial Services Practice Leader Hollie M. Mason, JD, MS will join the 2021 Insured Retirement Institute (IRI) Annual Conference, which will take place virtually September 21–22 and September 28–29.
Ms. Mason will be speaking during the “Reg BI – Lessons Learned from Year One” panel on Wednesday, September 22 from 10:15–11:00 a.m. (PT) | 1:15–2:00 p.m. (ET). The panel will be moderated by Justin L. Chretien (Carlton Fields), and other panel participants include Nicole McCafferty (FINRA), Mark Quinn (Cetera Financial Group), and Corey Schuster (US SEC). More than a year after the adoption of Regulatory Best Interest (Reg BI), regulators are taking a more stringent approach to examinations and enforcement. Panelists will cover best practices and opportunities for further improvements under this new regime, and will also discuss whether the Biden administration and SEC Chair Gary Gensler might pursue any changes to Reg BI in the coming months.
For more information or to register, please visit the IRI website.