Event: Annual Membership Meeting & Conference
Host: Securities Experts Roundtable
Date: Saturday, July 16
Time: 10:05–11:05 a.m. (ET)
Location: Washington, DC
Principal and Broker-Dealers & Financial Services Practice Leader Hollie M. Mason will moderate the “FINRA & SEC Regulatory & Enforcement Updates” panel discussing 2022 enforcement highlights and what’s next in terms of agency enforcement priorities.