Event: Annual Membership Meeting & Conference
Host:
Securities Experts Roundtable
Date:
Saturday, July 16
Time:
10:05–11:05 a.m. (ET)
Location: 
Washington, DC

Principal and Broker-Dealers & Financial Services Practice Leader Hollie M. Mason will moderate the “FINRA & SEC Regulatory & Enforcement Updates” panel discussing 2022 enforcement highlights and what’s next in terms of agency enforcement priorities.

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