Brattle Report on SEC Enforcement Activity for Fiscal Year 2025 Featured in Financial Times Article
Findings from a Brattle report on US Securities and Exchange Commission (SEC) enforcement activity in Fiscal Year 2025 were featured in a recent Financial Times article on the decrease in financial regulation in the US.
The report, SEC Enforcement Activity for Fiscal Year 2025: A Tale of Two Halves, compares FY25 enforcement activity to historical patterns from FY18–FY24. The analysis highlights a sharp divide between the first and second halves of the year, coinciding with leadership transitions under Acting Chair Mark Uyeda and Chair Paul Atkins, and examines trends by allegation type, respondent composition, and parallel criminal indictments.
The full Financial Times article, The Giant Void of Nothingness Where US Financial Regulation Used to Sit, is available below.
