When facing high-profile regulatory investigations or enforcement actions that involve capital, commodity, or digital asset markets, it is always best to consult with the experts.
In these types of matters, Brattle work closely with major law firms that assist financial institutions with responses to regulatory inquiries and government agencies conducting investigations and subsequent enforcement actions. Our clients also include in-house counsel in internal investigations of matters involving practices and employee conduct that have regulatory compliance implications.
Brattle draws from its deep roster of consultants and experts to put forth the optimal consulting team and testifier(s) for each case. Our team includes leading industry experts, academics, and consultants with experience in financial industry custom and practice, regulatory and compliance processes, large and complex datasets, and accounting standards and financial reporting. Collectively, we provide valuable insight and critical support in all stages of regulatory investigations and enforcement actions.
Our Focus:
- Algorithmic trading
- Anti-money laundering investigations
- Analysis of corporate disclosures and assessment of materiality
- Asset tracing
- Financial reporting and forensic accounting
- Fraud
- Internal investigations of financial institutions
- Market manipulation, including benchmarks and disruptive trading
- Regulatory compliance
- Trading, underwriting, and distribution of securities
- Valuation of illiquid securities, including structured finance, private equity, and asset-backed securities