Brattle experts have decades of practical industry experience and understand the nuances of the Broker-Dealer and Financial Service industries.

Brattle’s Broker-Dealer and Financial Services practice prides itself on the depth of experience and knowledge of its experts, which include former regulators, investigators, and industry professionals. Our clients include regulators, Fortune 500 companies, registered investment advisors, broker-dealers, banks, and investors.

Brattle experts support clients across all stages of regulatory investigations and litigation and assist with a broad range of issues, including investment products and strategies, market regulation, retail sales practice and supervision, employment, and clearing. We are also well versed in analyzing damages and using statistical methods to address hindsight bias arising out of the under-performance of investments.

Our experts think creatively and work collaboratively with clients to help resolve complex disputes in this industry.

Practice Leader

Explore Related Practices

Brattle’s Broker-Dealers & Financial Services Practice Podcast Answers the Latest Questions Concerning Payment for Order Flow and Gamification


Sign Up for Updates

Interested in learning more about this practice? Join our mailing list to receive updates including recent news, publications, and more.

Sign Up

Contact our Practice Leader

Hollie Mason
  • Principal

  • Chicago

An attorney with more than 15 years of experience in the financial industry, Ms. Mason provides expert testimony and consulting services concerning securities litigation and enforcement matters.

View Bio